Thompson Capital Management, LLC
RIAState Registered
Total AUM
$110K
Discretionary
$110K
100% of AUM
Avg account
$27.5K
Accounts
4
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 168773
- Website
- www.thompsoncm.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Individuals100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Thompson Capital Management, LLC is an independent, individually owned registered investment adviser that focuses on portfolio management for individuals and small businesses. The firm charges a percentage-of-assets fee schedule and also discloses the use of performance-based fees for some client arrangements. It is not set up as a multi-state adviser and is not identified as a capital allocator; environmental, social, and governance (ESG) investing is not listed as an active focus.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities95%
- Cash & Cash Equivalents5%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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