Thomas Smith And Associates, Inc.

Overview

Thomas Smith And Associates, Inc. is a small, owner-operated advisory firm focused on discretionary portfolio management for individuals and small businesses. Led by Thomas Smith, the firm runs a boutique practice that favors liquid equity exposure as its primary allocation while supplementing portfolios with select fixed income and alternative positions. The firm charges a percentage of assets under management and serves a concentrated client base, which allows for hands-on, customized portfolio construction and direct manager selection when deploying third‑party alternative strategies. Investment preferences skew toward exchange-traded equities, reflecting a preference for tradable, transparent instruments that can be implemented quickly through a custodial platform. The firm is not an active ESG investor and is not designated as a multi-state adviser. Advisory activities emphasize tailored management for individual and family clients rather than institutional pension consulting or capital allocation at scale.

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Public Holdings

Investments & Alternatives

Location & Offices