THIELEN CAPITAL CORPORATION

RIASEC RegisteredEst. 2025
Total AUM
$126M
Discretionary
$126M
100% of AUM
Avg account
$553K
Accounts
228
Employees
1
Advisory reps
1

Firm details

Headquarters
LADERA RANCH, California
CRD number
169139
Registered since
May 27, 2025
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI95.84%
  • Individuals4.16%
Services
Portfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Thielen Capital Corporation is a privately owned corporate RIA that focuses on serving individuals and families, along with small-business portfolios. The firm reports portfolio management for individuals and small businesses among its advisory activities and lists pension consulting services as part of its capabilities. Its fee arrangements combine percentage-of-AUM pricing with fixed fees. The adviser is SEC-registered (registration year shown as 2025) and is not positioned as a multi-state or ESG-focused manager.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 69%, Exchange Traded Equities 19%, Cash & Cash Equivalents 10%, US Government Bonds 1%, State & Local Bonds 1%69%
  • Public Funds/Mutual Funds69%
  • Exchange Traded Equities19%
  • Cash & Cash Equivalents10%
  • US Government Bonds1%
  • State & Local Bonds1%

Contacts

1 of 1
  • ARTHUR THIELEN

    PresidentCRD 4525121

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

LADERA RANCH, CA

ORANGE

Location

LADERA RANCH, CA

Headquartered in LADERA RANCH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
999 Corporate Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth