Theorem
Firm details
- Headquarters
- New York, New York
- CRD number
- 281280
- Registered since
- November 4, 2016
- Website
- www.theoremlp.com
- Custodians
- INSPIRA FINANCIAL TRUST, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles99.36%
- Charitable Organizations0.64%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Theorem LLC is a hedge fund–structured investment adviser registered with the SEC in 2016 that focuses on institutional clients. The firm operates as both an adviser to pooled investment vehicles and as a manager for businesses or institutions, and it performs CPO/CTA activities. Its compensation model combines a percentage-of-assets fee with performance-based fees. The firm is organized as a limited liability company and is owned by a combination of a domestic entity and an individual. Theorem does not identify as an active ESG investor, is not a multi-state adviser, and is not described as a capital allocator. It also lists affiliations that include acting as sponsor, general partner, or managing member of pooled investment vehicles and has connections to real estate brokerage activity.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other80%
- Cash & Cash Equivalents20%
Owners & executives
3 of 5
Edward Mallon
CIOCRD 2519699
Jason Ban
Chief Compliance OfficerCRD 5071363

Nicholas Wilson
Chief Compliance OfficerCRD 6417299
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 335 Madison Ave
- Time zone
- ET (UTC-5)
- Office locations
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