THE WEALTH ALLIANCE, LLC

RIASEC RegisteredEst. 2019

Total AUM

$2.1B

Discretionary

$2.1B

100% of AUM

Avg account

$455K

Accounts

4,620

Employees

Advisory reps

Firm details

Headquarters: MELVILLE, New York
CRD number: 305052
Registered since: August 26, 2019
Website: thewealthalliance.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI79.43%
Individuals10.6%
Corporations / Businesses5.86%
Pension & Profit Sharing Plans4.11%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

The Wealth Alliance, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2019. The firm operates as a capital allocator for both individual/family and institutional clients, offering a mix of fee structures (percentage of AUM, hourly, and fixed fees). Its service set includes financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of third‑party managers. The firm also functions as a registered representative of a broker‑dealer and as an insurance broker, which suggests a hybrid business model combining advisory and transactional capabilities. The Wealth Alliance identifies as an active ESG investor and positions itself to incorporate ESG considerations into client portfolios. The firm has been recognized by Forbes on two occasions: named among America’s Top RIA Firms in 2023 and again on Forbes’ Top RIA Firms list in 2024.