The Swanson Financial Group
Firm details
- Headquarters
- ,
- CRD number
- 164869
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI75.57%
- Individuals24.43%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
The Swanson Financial Group is a sole-proprietorship independent registered investment adviser that focuses on serving individual and family clients, with portfolio management services for small businesses also offered. Its advisory work centers on financial planning and investment oversight; fee arrangements combine a percentage-of-assets model with hourly billing. The firm is not positioned as a capital allocator, does not identify as an active ESG investor, and appears to operate primarily through non-discretionary client relationships.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds69%
- Exchange Traded Equities18%
- Cash & Cash Equivalents8%
- Other5%
Owners & executives
1 of 1
Kurt Swanson
Chief Investment OfficerCRD 2606920
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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