The Retirement Solution LLC

RIASEC Registered
Total AUM
$699M
Discretionary
$449M
64% of AUM
Avg account
$221K
Accounts
3,164
Employees
35
Advisory reps
19

Firm details

Headquarters
Redmond, Washington
CRD number
148106
Registered since
August 1, 2018
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI58.22%
  • Individuals41.78%
  • Corporations / Businesses0.01%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

The Retirement Solution LLC is an independent registered investment adviser organized as an LLC that began SEC registration in 2018. The firm acts as a capital allocator and serves both individual & family clients and institutional mandates. Its service mix includes financial planning, portfolio management for individuals and small businesses, selection of third‑party advisers, and the publication of periodicals or newsletters. The firm also operates as an insurance broker and offers fee arrangements that include a percentage of AUM, hourly billing, and fixed fees. The firm is not positioned as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 73%, Cash & Cash Equivalents 23%, Exchange Traded Equities 4%73%
  • Public Funds/Mutual Funds73%
  • Cash & Cash Equivalents23%
  • Exchange Traded Equities4%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 30

Active vs passive

$344M in ETFs

Passive

5%

$18.6M

Active

95%

$326M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US SUSTAINABILITY CORE 1 ETF (DFSU)DimensionalActiveLarge Blend$256M5,434,60574.44%

Location

Primary office

Redmond, WA

King

Location

Redmond, WA

Headquartered in Redmond, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
King
Address
18300 Redmond Way
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth