The Retirement Readiness Institute

RIASEC Registered
Total AUM
$18.3M
Discretionary
$18.3M
100% of AUM
Avg account
$397K
Accounts
46
Employees
1
Advisory reps
1

Firm details

Headquarters
Boca Raton, Florida
CRD number
151123
Custodians
EPIC RETIREMENT PLAN SERVICES, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, ALERUS RETIREMENT SERVICES
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Pension & Profit Sharing Plans64.48%
  • Individuals27.71%
  • Other7.81%
Services
Portfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

The Retirement Readiness Institute is an LLC serving individual and family clients with a mix of advisory and insurance services. The firm offers portfolio management for individuals and small businesses alongside pension consulting-type services and operates as an insurance broker. Its fee arrangements include both percentage-of-AUM and fixed-fee structures. The firm is not listed as a capital allocator, does not identify as an active ESG investor, and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 75%, Exchange Traded Equities 20%, Cash & Cash Equivalents 5%75%
  • Public Funds/Mutual Funds75%
  • Exchange Traded Equities20%
  • Cash & Cash Equivalents5%

Contacts

1 of 1
  • Craig Freedman

    Managing DirectorCRD 1600019

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Boca Raton, FL

Palm Beach

Location

Boca Raton, FL

Headquartered in Boca Raton, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Palm Beach
Address
7777 Glades Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth