The Retirement Guys Formula

RIASEC Registered

Total AUM

$277M

Discretionary

$277M

100% of AUM

Avg account

$149K

Accounts

1,861

Employees

Advisory reps

Firm details

Headquarters: Maumee, Ohio
CRD number: 168561
Registered since: July 20, 2020
Website: retirementguysformula.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Individuals80.81%
HNWI18.89%
Corporations / Businesses0.18%
Charitable Organizations0.12%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

The Retirement Guys Formula is an independent, individual-owned registered investment adviser organized as an LLC. It has been SEC registered since 2020 and positions itself as a capital allocator serving both individual & family and institutional clients. Core advisory services include financial planning, portfolio management for individuals and small businesses, and selection of other advisers. The firm charges a mix of fees—percentage of AUM, hourly, fixed, and other fee arrangements—and identifies as an active ESG investor. The firm maintains industry relationships with broker-dealers, accounting professionals, and insurance companies, which aligns with its mix of advisory services and its use of outside managers and insurance products.