The Retirement Guys Formula
Firm details
- Headquarters
- Maumee, Ohio
- CRD number
- 168561
- Registered since
- July 20, 2020
- Website
- retirementguysformula.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- Individuals80.81%
- HNWI18.89%
- Corporations / Businesses0.18%
- Charitable Organizations0.12%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
The Retirement Guys Formula is an independent, SEC-registered RIA organized as an LLC and operating as a capital allocator for both individual/family and institutional clients. The firm provides financial planning, discretionary portfolio management for individuals and small businesses, and selects outside advisers when needed. Its fee menu is flexible—charging a percentage of assets under management as well as hourly and fixed fees—and it maintains affiliations with broker-dealers, accounting firms, and insurance companies. The firm identifies as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds61%
- Exchange Traded Equities31%
- Cash & Cash Equivalents5%
- Investment Grade Corp Bonds3%
Owners & executives
1 of 1
Nolan Baker
President, CEOCRD 2900826
Contacts
3 of 5
Ryan Clair
Investment Adviser RepresentativeCRD 6308478
Terrel Eisert
Investment Advisor RepresentativeCRD 714010
Chaz Price
Director of Plan ServicesCRD 4890676
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 70Active vs passive
$145M in ETFs
52%
$75.2M
47%
$69.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN ULTRA-SHORT INCOME ETF (JPST) | JP Morgan | Active | Ultrashort Bond | $15.5M | 306,792 | 10.73% |
Location
Maumee, OH
Lucas
Location
Maumee, OH
Headquartered in Maumee, OH, anchoring the Toledo-Findlay-Tiffin, OH metro in the Midwest.
- Metro area
- Toledo-Findlay-Tiffin, OH
- Region
- Midwest
- County
- Lucas
- Address
- 1700 Woodlands Dr
- Time zone
- ET (UTC-5)
- Office locations
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