The Raffin Group LLC
Firm details
- Headquarters
- ,
- CRD number
- 310270
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI68.23%
- Individuals17.13%
- Corporations / Businesses14.64%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
The Raffin Group LLC is a small, individually owned advisory firm organized as a limited liability company that provides fee-based portfolio management primarily for individuals, families and small business clients. Its business model is percentage-of-AUM advisory fees. The firm reports advisory activity focused on discretionary portfolio management for individual and small-business clients, and lists an affiliation with an insurance company. The Raffin Group does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds34%
- Cash & Cash Equivalents28%
- Exchange Traded Equities16%
- US Government Bonds9%
- Private Funds5%
Owners & executives
1 of 1
Nicholas Raffin
CEO and CCOCRD 6430877
Contacts
1 of 1
Thomas Raffin
Venture PartnerCRD 6020900
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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