The Putney Financial Group LLC

RIASEC RegisteredEst. 2004

Total AUM

$205M

Discretionary

$202M

98% of AUM

Avg account

$217K

Accounts

948

Employees

Advisory reps

Firm details

Headquarters: San Rafael, California
CRD number: 111639
Registered since: January 9, 2004
Website: www.putneyfinancial.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI67.78%
Individuals32.15%
Charitable Organizations0.07%
Services: Financial PlanningPortfolio Management for IndividualsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

The Putney Financial Group LLC is an independent, SEC-registered registered investment adviser organized as an LLC and in operation since 2004. Ownership is individual, and the firm serves both individual/family clients and institutional accounts. Compensation is billed through a mix of AUM-based fees, hourly charges, and fixed-fee arrangements. Its advisory offering centers on financial planning and portfolio management for individuals and small businesses, supplemented by published newsletters and educational seminars or workshops. The firm does not classify itself as a capital allocator, is not positioned as an ESG-focused manager, and is not structured as a multi-state adviser. The Putney Financial Group was named a Top RIA Firm by FA Magazine in 2020.