THE PATRIOT FINANCIAL GROUP, LLC

RIASEC RegisteredEst. 2014
Total AUM
$2.6B
Discretionary
$2.6B
100% of AUM
Avg account
$470K
Accounts
5,615
Employees
56
Advisory reps
36

Firm details

Headquarters
WALPOLE, Massachusetts
CRD number
172470
Registered since
September 9, 2014
Website
www.patriotfinancialgroup.org
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Pension & Profit Sharing Plans45.18%
  • HNWI33.55%
  • Individuals20.47%
  • Corporations / Businesses0.56%
  • Charitable Organizations0.23%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

The Patriot Financial Group, LLC is an independent registered investment adviser that acts as a capital allocator for individual/family and institutional clients. Founded and SEC-registered in 2014, the firm is owned individually and provides fee-based financial advice and portfolio management alongside planning services. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Advisory services cover financial planning, portfolio management for individuals and small businesses, pension consulting-type services and the selection of other advisers. The firm identifies itself as an active ESG investor and uses third-party managers to access specialist strategies and alternative exposures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 49%, Exchange Traded Equities 40%, Cash & Cash Equivalents 10%, Investment Grade Corp Bonds 2%, US Government Bonds 1%, State & Local Bonds 1%, Non-Investment Grade Corp Bonds 1%, Derivatives 1%49%
  • Public Funds/Mutual Funds49%
  • Exchange Traded Equities40%
  • Cash & Cash Equivalents10%
  • Investment Grade Corp Bonds2%
  • US Government Bonds1%

Owners & executives

2 of 2

  • JOFFREY SMITH

    Chief Executive OfficerCRD 4625300

  • MICHAEL TASHJIAN

    Chief Executive OfficerCRD 2679784

Contacts

3 of 34

  • ADAM SEIFERT

    Financial AdvisorCRD 5485306

  • Myles Anderson

    Investment Adviser RepresentativeCRD 7970887

  • ROBERT BATICK

    Retirement Plan AdvisorCRD 2192524

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 379

Active vs passive

$1.1B in ETFs

Passive

57%

$603M

Active

34%

$458M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$40.1M61,3863.78%
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Location

Primary office

WALPOLE, MA

NORFOLK

Location

WALPOLE, MA

Headquartered in WALPOLE, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
NORFOLK
Address
55 West St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

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