The Nlw Capital Group LLC

RIASEC Registered
Total AUM
$15.1M
Discretionary
$15.1M
100% of AUM
Avg account
$162K
Accounts
93
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
313391
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI66.01%
  • Individuals29.35%
  • Corporations / Businesses4.64%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

The Nlw Capital Group LLC is a small, independent registered investment adviser that focuses on financial planning and discretionary portfolio management for individuals, families and small businesses. The firm’s reported activity centers on pooled public vehicles—primarily mutual funds and other public investment funds—used as the core building blocks for client portfolios. Advisory services include comprehensive financial planning alongside ongoing portfolio oversight for both individual clients and small institutional/business accounts. The firm is structured as an individual-owned LLC and operates with a single office.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 57%, Exchange Traded Equities 34%, Cash & Cash Equivalents 9%57%
  • Public Funds/Mutual Funds57%
  • Exchange Traded Equities34%
  • Cash & Cash Equivalents9%

Contacts

1 of 1
  • Nathaniel Whitman

    Nathaniel Whitman

    Managing MemberCRD 7348490

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth