The Mosaic Financial Group, LLC

RIASEC Registered

Total AUM

$949M

Discretionary

$305M

32% of AUM

Avg account

$1.6M

Accounts

596

Employees

Advisory reps

Firm details

Headquarters: Chicago, Illinois
CRD number: 109816
Registered since: November 17, 2000
Website: www.themosaicgroupllc.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI98.41%
Charitable Organizations0.96%
Corporations / Businesses0.64%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

The Mosaic Financial Group, LLC is an independent registered investment adviser, operating since 2000 and owned by an individual principal. The firm serves both individual and family clients as well as institutional accounts, and functions as a capital allocator that can select and oversee outside managers. Its advisory services include financial planning, portfolio management for individuals/small businesses and for businesses or institutions, and selection of other advisers. The firm also lists accountant among its business activities. Fee arrangements are flexible and include a percentage-of-AUM model alongside hourly and fixed-fee engagements. Mosaic does not identify as an active ESG investor and is not registered as a multi-state adviser.