THE MONTGOMERY FINANCIAL GROUP, INC.

RIASEC Registered
Total AUM
$48.3M
Discretionary
$48.3M
100% of AUM
Avg account
$196K
Accounts
247
Employees
4
Advisory reps
3

Firm details

Headquarters
ORLEANS, Massachusetts
CRD number
140782
Custodians
LPL FINANCIAL LLC, THE VANGUARD GROUP, INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals74.08%
  • HNWI25.92%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

The Montgomery Financial Group, Inc. operates as an independent registered investment advisor focused on providing financial planning services and portfolio management for individuals and small businesses. The firm is structured as a corporation and is owned by an individual. It caters primarily to individual and family clients, employing a fee structure based on a percentage of assets under management as well as hourly charges. While the firm does not actively engage in ESG investing, it maintains a straightforward approach to investment management without affiliations to other advisory firms.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, US Government Bonds 10%, Investment Grade Corp Bonds 10%, Cash & Cash Equivalents 5%75%
  • Exchange Traded Equities75%
  • US Government Bonds10%
  • Investment Grade Corp Bonds10%
  • Cash & Cash Equivalents5%

Contacts

3 of 3
  • HERBERT MONTGOMERY

    Founder and PresidentCRD 4013578

  • Jonathan Ambrose

    Office AssistantCRD 8002098

  • Eryn Montgomery

    Operations ManagerCRD 7275046

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

ORLEANS, MA

BARNSTABLE

Location

ORLEANS, MA

Headquartered in ORLEANS, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
BARNSTABLE
Address
195 Rt 6A
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth