The Mathes Company, Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 109288
- Registered since
- July 31, 1997
- Website
- www.mathesco.com
- Fee structure
- Percentage of AUM
- Client types
- HNWI100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
The Mathes Company, Inc. is an independently owned registered investment adviser that has been SEC-registered since 1997. The firm is owner-managed and focuses on fee-based wealth management for individuals and families, using a percentage-of-assets-under-management billing model. Its stated advisory activity centers on portfolio management for individuals and small businesses. The firm is not positioned as a capital allocator, does not identify as an active ESG investor, and does not operate as a multi-state adviser or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities79%
- Cash & Cash Equivalents6%
- US Government Bonds4%
- State & Local Bonds4%
- Investment Grade Corp Bonds4%
Contacts
2 of 2
Sorrell Mathes
ChairmanCRD 322739
Richard Mathes
PresidentCRD 1852109
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 57Active vs passive
$135M in ETFs
98%
$133M
<1%
$2.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES EXPANDED TECH SECTOR ETF (IGM) | BlackRock | Passive | Technology | $20.2M | 123,235 | 14.92% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 12 E 49th St
- Time zone
- ET (UTC-5)
- Office locations
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