The M & A Group LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Stillwater, Minnesota
CRD number
144909
Registered since
January 10, 2008

Firm profile

FINTRX

Overview

The M & A Group LLC is an SEC-registered limited liability company that first registered with the SEC in 2008. The firm is owned by an individual and is categorized in FINTRX’s data as “Unclassified.” Public records indicate it is not designated as a capital allocator and is not identified as an active ESG investor. FINTRX does not list a client base, fee structure, or descriptive business/advisory activities for the firm. The record also indicates the firm is not a multi-state adviser, not newly formed, not a pension consultant, and is not listed as a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 7
  • David Whatley

    David Whatley

    Regional Vice PresidentCRD 4093633

  • Richard Vitale

    EVPCRD 4752484

  • Ivar Sorensen

    Ivar Sorensen

    Co-Founder and PartnerCRD 5679179

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stillwater, MN

Washington

Location

Stillwater, MN

Headquartered in Stillwater, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Washington
Address
512 Liberty Pkwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth