The Knowles Company, LLC

RIAState Registered
Total AUM
$58.1M
Discretionary
$0
0% of AUM
Avg account
$361K
Accounts
161
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
124779
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI95.18%
  • Individuals4.82%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

The Knowles Company, LLC is an independent registered investment adviser organized as an LLC and owned by an individual. Its advisory work is concentrated on individuals, families and small-business clients, delivering financial planning and portfolio management services. The firm charges a mix of fee types—assets-under-management fees, hourly charges and fixed fees—and does not market itself as an active ESG investor or a multi-state adviser. Filings indicate the firm operates as a non-capital allocator and focuses on advisory relationships rather than institutional pension consulting or related-adviser structures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 74%, Private Funds 12%, Exchange Traded Equities 9%, Non-Exchange Traded Equities 3%, Cash & Cash Equivalents 2%74%
  • Public Funds/Mutual Funds74%
  • Private Funds12%
  • Exchange Traded Equities9%
  • Non-Exchange Traded Equities3%
  • Cash & Cash Equivalents2%

Contacts

2 of 2
  • Edwin Knowles

    Managing DirectorCRD 4620473

  • Patrick Knowles

    Patrick Knowles

    Investment Advisor RepresentativeCRD 8320448

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth