The High Net Worth Advisory Group, LLC
Firm details
- Headquarters
- Naples, Florida
- CRD number
- 309997
- Registered since
- August 5, 2020
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI68.66%
- Individuals27.76%
- Corporations / Businesses3.57%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
The High Net Worth Advisory Group, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and launched in 2020. The firm serves both individuals/families and institutional clients. Its advisory scope includes financial planning and discretionary portfolio management for individuals, small businesses and institutions, along with pension consulting services. Fee arrangements are flexible and include percentage-of-AUM billing as well as hourly, fixed-fee and other structures. Filings indicate the firm does not position itself as a capital allocator and is not designated as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities37%
- Public Funds/Mutual Funds33%
- Non-Exchange Traded Equities16%
- Cash & Cash Equivalents8%
- State & Local Bonds3%
Contacts
3 of 6
David Morgan
Managing PartnerCRD 1631179
Carlo Magno Santos-ocampo
Vice PresidentCRD 6501705
Howard Jordan
Managing PartnerCRD 2694308
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 151Active vs passive
$337M in ETFs
68%
$229M
20%
$108M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $32M | 46,663 | 9.50% |
Location
Naples, FL
Collier
Location
Naples, FL
Headquartered in Naples, FL, anchoring the Cape Coral-Fort Myers-Naples, FL metro in the South.
- Metro area
- Cape Coral-Fort Myers-Naples, FL
- Region
- South
- County
- Collier
- Address
- 8880 Tamiami Trl N
- Time zone
- ET (UTC-5)
- Office locations
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