The Financial Planning Center, LLC
Firm details
- Headquarters
- ,
- CRD number
- 332155
- Custodians
- TRADE-PMR INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI71.58%
- Individuals28.42%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
The Financial Planning Center, LLC is an independent registered investment adviser organized as an LLC and owned by an individual principal. The firm focuses on serving individuals and families, providing financial planning and portfolio management tailored to individuals and small businesses. It also operates as an insurance broker, integrating insurance solutions into its planning work. Compensation is a mix of percentage-of-AUM fees and hourly charges. The firm does not position itself as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities47%
- Public Funds/Mutual Funds29%
- Cash & Cash Equivalents12%
- State & Local Bonds11%
- Investment Grade Corp Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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