THE ELECTRUM GROUP LLC

RIASEC RegisteredEst. 2012
Total AUM
$2.5B
Discretionary
$2.5B
100% of AUM
Avg account
$501M
Accounts
5
Employees
14
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
161407
Registered since
December 21, 2012
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

The Electrum Group LLC is an SEC-registered investment manager (since 2012) organized as a limited liability company that positions itself as a private equity fund manager serving institutional clients. Its registered activities indicate it functions as a sponsor/GP and as a commodity pool operator or commodity trading advisor, and it provides portfolio management for pooled investment vehicles. Fee arrangements include a mix of percentage-of-AUM charges and performance-based fees (with “other” fee components also listed). The firm does not present itself as a capital allocator and is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • THOMAS KAPLAN

    Chairman & CEOCRD 6027494

Contacts

3 of 3
  • ANDREW SHAPIRO

    General Counsel & CCOCRD 4828891

  • MICHAEL WILLIAMS

    Senior Managing DirectorCRD 6067272

  • ALI ERFAN

    DirectorCRD 6920730

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$45.7M in ETFs

Passive

100%

$45.7M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
AMPLIFY JUNIOR SILVER MINERS ETF (SILJ)Amplify InvestmentsPassiveEquity Precious Metals$23.1M777,61550.55%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
600 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth