The Electrum Group LLC

RIASEC RegisteredEst. 2012
Total AUM
$2.5B
Discretionary
$2.5B
100% of AUM
Avg account
$501M
Accounts
5
Employees
14
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
161407
Registered since
December 21, 2012
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

The Electrum Group LLC is an SEC-registered limited liability company that has operated as an adviser since 2012. The firm is organized and run as a private equity fund sponsor and manager that focuses on pooled investment vehicles; its listed advisory activity is portfolio management for pooled funds and it also registers business activity as a CPO/CTA. The Electrum Group serves institutional clients and reports a fee model that combines a percentage-of-AUM charge with performance-based fees. It does not report active ESG investing and is not described as a capital allocator or a multi-state adviser. The firm is also identified as acting in sponsor/GP and managing-member roles for its pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Thomas Kaplan

    Thomas Kaplan

    Chairman & CEOCRD 6027494

Contacts

3 of 3
  • Andrew Shapiro

    Andrew Shapiro

    General Counsel & CCOCRD 4828891

  • Michael Williams

    Senior Managing DirectorCRD 6067272

  • Ali Erfan

    DirectorCRD 6920730

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$39.6M in ETFs

Passive

100%

$39.6M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
AMPLIFY JUNIOR SILVER MINERS ETF (SILJ)Amplify InvestmentsPassiveEquity Precious Metals$20.2M777,61550.90%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
600 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth