The Capital Chart Room, Ltd

RIASEC Registered

Total AUM

$401M

Discretionary

$399M

100% of AUM

Avg account

$1.4M

Accounts

295

Employees

Advisory reps

Firm details

Headquarters: Fort Worth, Texas
CRD number: 117980
Registered since: December 14, 2001
Website: thecapitalchartroom.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, BROWN BROTHERS HARRIMAN INVESTMENTS, LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Corporations / Businesses94.45%
HNWI4.02%
Individuals1.41%
Charitable Organizations0.13%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

The Capital Chart Room, Ltd. is an independent registered investment adviser organized as a limited partnership that serves both high-net-worth individuals and institutional clients. The firm is SEC-registered (registration in 2001) and describes its role as a capital allocator that provides financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Its fee arrangements include percentage-of-AUM and fixed-fee structures. The firm also maintains an affiliation with an insurance company, which aligns with its use of certain insurance-based products in client portfolios.