The Capital Chart Room, Ltd

RIASEC Registered

Total AUM

$401M

Discretionary

$399M

100% of AUM

Avg account

$1.4M

Accounts

295

Employees

Advisory reps

Firm details

Headquarters: Fort Worth, Texas
CRD number: 117980
Registered since: December 14, 2001
Website: thecapitalchartroom.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, BROWN BROTHERS HARRIMAN INVESTMENTS, LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Corporations / Businesses94.45%
HNWI4.02%
Individuals1.41%
Charitable Organizations0.13%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

The Capital Chart Room, Ltd. is an independent registered investment adviser organized as a limited partnership that has been SEC-registered since 2001. The firm serves both individual/family and institutional clients and operates as a capital allocator, selecting and allocating to other managers in addition to providing in‑house portfolio management. Its stated advisory activities include financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. Compensation is a mix of percentage-of-AUM and fixed fees. The firm does not identify as an active ESG investor and lists an affiliation with an insurance company.