The Bollard Group LLC

RIASEC RegisteredEst. 2011
Total AUM
$6.7B
Discretionary
$6.5B
97% of AUM
Avg account
$13.7M
Accounts
490
Employees
29
Advisory reps
4

Firm details

Headquarters
Boston, Massachusetts
CRD number
155317
Registered since
October 14, 2011
Custodians
NATIONAL FINANCIAL SERVICES LLC, MORGAN STANLEY & CO. LLC, J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Hourly Charges, Performance Based Fees
Client types
  • HNWI79.16%
  • Pooled Investment Vehicles20.84%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

The Bollard Group LLC is an independent, owner-operated registered investment adviser formed in 2011 and organized as an LLC. It positions itself as a capital allocator for both high-net-worth individuals/families and institutional clients, offering services that range from financial planning to portfolio management for individuals, small businesses and pooled investment vehicles. The firm also provides manager selection services, which suggests it constructs portfolios using both in‑house strategies and third‑party managers. Its fee arrangements include asset‑based fees, hourly billing and performance‑linked fees. The firm identifies as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 71%, US Government Bonds 23%, Investment Grade Corp Bonds 3%, Other 2%, Cash & Cash Equivalents 1%71%
  • Exchange Traded Equities71%
  • US Government Bonds23%
  • Investment Grade Corp Bonds3%
  • Other2%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • George Hibbard

    Chief Compliance OfficerCRD 4726702

Contacts

3 of 3
  • Anastasios Parafestas

    Managing MemberCRD 5879630

  • Jean Qiu

    Accounting ManagerCRD 6969283

  • Silvestro Calabrese

    PartnerCRD 5955216

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 63

Active vs passive

$217M in ETFs

Passive

100%

$216M

Active

0%

$434K

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$178M238,67382.17%

Location

Primary office

Boston, MA

Suffolk

Location

Boston, MA

Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Suffolk
Address
1 Joy St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth