The 401(K) Expert

Overview

The 401(K) Expert is organized as a limited liability company and operates as an independent registered investment adviser. The firm is owned by an individual and is identified in its filing as performing other financial product sales activities. Its fee model includes hourly charges, fixed fees and other non-standard fee arrangements. The firm does not describe itself as a capital allocator, is not an active ESG investor, and is not registered as a multistate or newly formed adviser in the provided data. The filing shows the adviser reported only non-discretionary assets, which points to a relationship structure where investment decisions are likely directed by the client or plan sponsor rather than delegated to the firm. Business and advisory activities beyond the “other financial product salesperson” designation are not detailed in the materials supplied.

Assets & Accounts

Investments & Alternatives

Location & Offices