THAMES CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2018

Total AUM

$831M

Discretionary

$831M

100% of AUM

Avg account

$277M

Accounts

3

Employees

6

Advisory reps

2

Firm details

Headquarters: ROSELAND, New Jersey
CRD number: 288755
Registered since: July 18, 2018
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles100%
Services: Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Thames Capital Management, LLC is an SEC-registered investment adviser organized as an LLC and classified as a hedge fund manager. The firm primarily serves institutional clients and focuses on portfolio management for pooled investment vehicles, acting in sponsor/GP/managing member roles for those vehicles. Thames Capital charges a combination of AUM-based fees and performance-based fees. It is not flagged as an active ESG investor and does not identify as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

2 of 2

STEVEN DIMARTINO
Chief Financial OfficerCRD 5075737
JAY GENZER
Chief Investment OfficerCRD 2491772

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 1

Active vs passive

$10.9M in ETFs

Passive

100%

$10.9M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
DIREXION DAILY SEMICONDUCTOR BULL 3X ETF (SOXL)	Direxion	Passive	Trading Leveraged Equity	$10.9M	227,953	100.00%

Primary office

ROSELAND, NJ

ESSEX

Location

ROSELAND, NJ

Headquartered in ROSELAND, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: ESSEX
Address: 103 Eisenhower Pkwy
Time zone: ET (UTC-5)
Office locations

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