TFC Financial Management, Inc.
Firm details
- Headquarters
- Boston, Massachusetts
- CRD number
- 105062
- Registered since
- October 12, 1982
- Website
- www.tfcfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI96.7%
- Individuals2.79%
- Corporations / Businesses0.51%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
TFC Financial Management, Inc. is an independent, SEC‑registered advisory corporation that has been in registration since 1982. It positions itself as a wealth manager for individuals and families, offering financial planning, discretionary portfolio management for individuals and small businesses, and selection of outside advisers. The firm operates as a capital allocator, blending percentage‑of‑AUM billing with hourly and fixed‑fee arrangements depending on client needs. TFC is not an active ESG investor and is not classified as a multi‑state adviser. The firm has received repeated industry recognition in recent years, including mentions in FA Magazine, investor.com, CNBC and Forbes across multiple years (2020–2025).
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds55%
- Exchange Traded Equities41%
- Other3%
- Cash & Cash Equivalents2%
Owners & executives
3 of 3
Brian Presti
Chief Investment OfficerCRD 2977901
Constance Wyllie
Chief Compliance OfficerCRD 6457681
Renee Kwok
President, CEOCRD 2003587
Contacts
3 of 10
Leann Sullivan
Vice President, ShareholderCRD 2397590
Jenna Israni
Senior Financial Planning AssociateCRD 8045035
Jane Barney
Vice President, Client AdvisorCRD 2678629
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 159Active vs passive
$776M in ETFs
89%
$690M
11%
$86.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $244M | 325,201 | 31.39% |
Location
Boston, MA
Suffolk
Location
Boston, MA
Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Suffolk
- Address
- 260 Franklin St
- Time zone
- ET (UTC-5)
- Office locations
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