TFC Financial Management, Inc.

RIASEC Registered
Total AUM
$1.8B
Discretionary
$1.8B
100% of AUM
Avg account
$1.1M
Accounts
1,619
Employees
22
Advisory reps
13

Firm details

Headquarters
Boston, Massachusetts
CRD number
105062
Registered since
October 12, 1982
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI96.7%
  • Individuals2.79%
  • Corporations / Businesses0.51%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

TFC Financial Management, Inc. is an independent registered investment adviser that has been SEC-registered since 1982. The firm focuses on serving individual and family clients through a mix of fee models — percentage of assets under management, hourly charges, and fixed fees — and describes itself as a capital allocator that also selects third-party advisers on clients’ behalf. Core advisory services include financial planning, portfolio management for individuals and small businesses, and manager selection. TFC does not position itself as an ESG investor and is not identified as a multi-state or pension consultant practice. The firm has accumulated several industry recognitions in recent years, including placements on FA Magazine’s Top RIA Firms list (2020), investor.com’s RIA Firms to Watch (2020), multiple CNBC Top 100 Financial Advisory Firms lists (2021, 2022, 2025), and Forbes listings in 2023 and 2024.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 55%, Exchange Traded Equities 41%, Other 3%, Cash & Cash Equivalents 2%55%
  • Public Funds/Mutual Funds55%
  • Exchange Traded Equities41%
  • Other3%
  • Cash & Cash Equivalents2%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 177

Active vs passive

$782M in ETFs

Passive

89%

$698M

Active

10%

$83.7M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$245M319,49031.29%

Location

Primary office

Boston, MA

Suffolk

Location

Boston, MA

Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Suffolk
Address
260 Franklin St
Time zone
ET (UTC-5)
Office locations

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