TEMPEST PEAK MANAGEMENT, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2023
Total AUM
Accounts
0
Advisory reps
1
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
HOUSTON, Texas
CRD number
324233
Registered since
January 30, 2023

Firm profile

FINTRX

Overview

Tempest Peak Management, LLC is an SEC-registered investment adviser formed as a limited liability company and registered in 2023. The firm operates primarily as a sponsor and general partner—serving as managing member of pooled investment vehicles rather than running a traditional advisory practice for retail or institutional advisory accounts. It does not identify as an active ESG investor and is not set up as a multi-state adviser under the information provided. The firm's activity centers on pooled alternative strategies. Its structure and filings indicate a boutique operator oriented toward running a single fund vehicle and serving as the fund's manager and GP, rather than maintaining a book of individual advisory clients.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • David Chao

    Chief Executive OfficerCRD 7692646

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
5444 Westheimer Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth