TEAM WEALTH & TAX ADVISORS

RIASEC RegisteredEst. 2023
Total AUM
$251M
Discretionary
$251M
100% of AUM
Avg account
$317K
Accounts
793
Employees
7
Advisory reps
6

Firm details

Headquarters
TEMECULA, California
CRD number
309411
Registered since
March 10, 2023
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI55.85%
  • Individuals43.78%
  • Charitable Organizations0.37%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Team Wealth & Tax Advisors is an SEC-registered independent RIA organized as an LLC and launched in 2023. The firm is owner-operated and serves individual and family clients, with advisory services focused on financial planning and portfolio management for individuals and small businesses. Its business activities include accounting, and its fee model mixes percentage-of-AUM and fixed-fee arrangements. The firm does not position itself as a capital allocator and does not emphasize ESG investing.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 95%, Exchange Traded Equities 2%, US Government Bonds 1%, Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%95%
  • Public Funds/Mutual Funds95%
  • Exchange Traded Equities2%
  • US Government Bonds1%
  • Investment Grade Corp Bonds1%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • JEFFRY COLE

    Owner & CEOCRD 2437637

Contacts

3 of 5
  • JEFFRY COLE

    Wealth and Tax AdvisorCRD 6791844

  • LEONARD COLE

    Tax AdvisorCRD 2421588

  • DUSTIN WATTS

    Private Wealth AdvisorCRD 7038627

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 178

Active vs passive

$217M in ETFs

Passive

71%

$155M

Active

28%

$62.8M

ETFProviderStyleCategoryValueShares% of portfolio
WISDOMTREE US QUALITY DIVIDEND GROWTH FUND (DGRW)Wisdom TreePassiveLarge Blend$34.4M391,71115.82%

Location

Primary office

TEMECULA, CA

RIVERSIDE

Location

TEMECULA, CA

Headquartered in TEMECULA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
RIVERSIDE
Address
40395 Winchester Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth