Team Financial Strategies

RIASEC Registered
Total AUM
$262M
Discretionary
$244M
93% of AUM
Avg account
$217K
Accounts
1,205
Employees
11
Advisory reps
13

Firm details

Headquarters
Abilene, Texas
CRD number
134104
Registered since
September 23, 2013
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI60.74%
  • Individuals22.55%
  • Investment Companies6.93%
  • Pension & Profit Sharing Plans5.39%
  • Pooled Investment Vehicles3.71%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Team Financial Strategies is an independent RIA owned by an individual and registered with the SEC in 2013. The firm serves both individuals and families as well as institutional clients, providing financial planning, portfolio management across individuals, small businesses, investment companies and institutions, and pension consulting services. Its advisory fees are charged as a percentage of assets under management or via fixed fees. The firm does not describe itself as a multi-state adviser or an active ESG investor, and it does not act as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 39%, Exchange Traded Equities 32%, US Government Bonds 11%, Other 8%, Cash & Cash Equivalents 6%, Investment Grade Corp Bonds 4%39%
  • Public Funds/Mutual Funds39%
  • Exchange Traded Equities32%
  • US Government Bonds11%
  • Other8%
  • Cash & Cash Equivalents6%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 27

Active vs passive

$75.4M in ETFs

Passive

74%

$55.6M

Active

26%

$19.8M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$10.7M14,41914.14%

Location

Primary office

Abilene, TX

Taylor

Location

Abilene, TX

Headquartered in Abilene, TX, in the South of the United States.

Region
South
County
Taylor
Address
425 Cypress St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth