Team Financial Strategies
Firm details
- Headquarters
- Abilene, Texas
- CRD number
- 134104
- Registered since
- September 23, 2013
- Website
- www.teamstrategiesonline.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI60.74%
- Individuals22.55%
- Investment Companies6.93%
- Pension & Profit Sharing Plans5.39%
- Pooled Investment Vehicles3.71%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Team Financial Strategies is an independent, individual‑owned registered investment adviser that has been SEC‑registered since 2013. The firm serves both individuals/families and institutional clients and charges a mix of percentage‑of‑AUM and fixed fees. Its advisory offerings include financial planning, portfolio management for individuals and small businesses, management for investment companies and institutional/business clients, and pension consulting services. The firm is not positioned as a capital allocator, does not identify as an active ESG investor, and is not registered as a multi‑state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds39%
- Exchange Traded Equities32%
- US Government Bonds11%
- Other8%
- Cash & Cash Equivalents6%
Owners & executives
2 of 2
Chad Hoes
Chief Investment OfficerCRD 4803973
Matthew Giggey
Chief Compliance OfficerCRD 4353612
Contacts
3 of 11
Blake Marion
Financial PlanningCRD 6382572
Joseph Team
Founder and PresidentCRD 4820236
Harry Sheets
ShareholderCRD 6543151
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 50Active vs passive
$130M in ETFs
73%
$95.4M
27%
$34.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $9.4M | 12,826 | 7.25% |
Location
Abilene, TX
Taylor
Location
Abilene, TX
Headquartered in Abilene, TX, in the South of the United States.
- Region
- South
- County
- Taylor
- Address
- 425 Cypress St
- Time zone
- CT (UTC-6)
- Office locations
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