TCM Investment Advisers

RIASEC Registered
Total AUM
$78.3K
Discretionary
$78.3K
100% of AUM
Avg account
$5.2K
Accounts
15
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
137543
Fee structure
Percentage of AUM, Hourly Charges, Other
Client types
  • Individuals100%
Services
Portfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

TCM Investment Advisers operates as a sole proprietorship focused on serving individual and family clients. The firm identifies itself as a capital allocator and provides portfolio management for individuals and small businesses, selects third‑party advisers on behalf of clients, and runs educational seminars or workshops. Fee arrangements include a percentage of AUM as well as hourly and other fee structures. The adviser is not marked as an active ESG investor and does not present itself as a multi‑state or pension consultant practice.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 96%, Cash & Cash Equivalents 4%96%
  • Exchange Traded Equities96%
  • Cash & Cash Equivalents4%

Contacts

1 of 1
  • Tadd Barraclough

    Tadd Barraclough

    Principal & Portfolio ManagerCRD 2197717

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth