Targeted Financial Services, LLC

RIASEC Registered

Total AUM

$353M

Discretionary

$353M

100% of AUM

Avg account

$449K

Accounts

788

Employees

Advisory reps

Firm details

Headquarters: Seminole, Florida
CRD number: 129049
Registered since: December 19, 2003
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI47.49%
Individuals25.18%
Other14.7%
Pension & Profit Sharing Plans11.94%
Corporations / Businesses0.47%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Targeted Financial Services, LLC is an independent limited liability advisory firm that provides fee-based wealth management and financial planning to both individual/family and institutional clients. The firm is registered with the SEC and has been so since 2003. Ownership is held by an individual principal. Its engagement model blends asset-based fees with hourly and fixed-fee arrangements, and its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for institutions or businesses, and pension consulting. The firm does not position itself as a capital allocator and is not identified as an active ESG investor. Service delivery appears geared toward traditional planning and discretionary portfolio management rather than operating pooled products.