TAO Financial

RIASEC Registered
Total AUM
$15.8M
Discretionary
$12.5M
79% of AUM
Avg account
$118K
Accounts
133
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
310134
Custodians
CHARLES SCHWAB & CO., INC., ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals67.63%
  • HNWI22.29%
  • Pension & Profit Sharing Plans10%
  • Corporations / Businesses0.09%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

TAO Financial is an independent registered investment adviser organized as a corporation and owned by an individual. The firm describes itself as a capital allocator serving both individual and family clients as well as institutional relationships. Its advisory practice spans financial planning, discretionary portfolio management for individuals and small businesses, pension consulting, vetting and selection of third‑party advisers, and delivery of educational seminars and workshops. TAO Financial charges a mix of percentage‑of‑AUM, hourly, and fixed fees and identifies itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 85%, Cash & Cash Equivalents 7%, Exchange Traded Equities 5%, State & Local Bonds 3%85%
  • Public Funds/Mutual Funds85%
  • Cash & Cash Equivalents7%
  • Exchange Traded Equities5%
  • State & Local Bonds3%

Contacts

1 of 1
  • Jeffrey George

    Jeffrey George

    Founder and PrincipalCRD 6276274

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth