Tannin Capital, LLC

RIASEC RegisteredEst. 2019

Total AUM

$825M

Discretionary

$460M

56% of AUM

Avg account

$1.6M

Accounts

532

Employees

Advisory reps

Firm details

Headquarters: Charlotte, North Carolina
CRD number: 304238
Registered since: June 14, 2019
Website: tannin.com
Custodians: U.S. BANK, N.A., RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: Other64.01%
HNWI15.83%
Other Investment Advisers14.19%
Corporations / Businesses5.39%
Individuals0.58%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Tannin Capital, LLC is an independent registered investment adviser formed as an LLC and registered with the SEC in 2019. The firm is owned by an individual and serves both high-net-worth individuals and families as well as institutional clients. Its core services are fee-based portfolio management and financial planning, with explicit offerings for individuals/small businesses and for businesses or institutions. Tannin charges clients a percentage of assets under management and does not identify itself as an active ESG investor. The firm’s stated investment orientation favors equities, with exchange-traded equities listed as the most used asset type. Tannin is not described as a multi-state or newly formed adviser, and it does not present itself as a pension consultant or a related adviser to another firm.