TANNIN CAPITAL, LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 304238
- Registered since
- June 14, 2019
- Website
- tannin.com
- Custodians
- U.S. BANK, N.A., RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Other64.01%
- HNWI15.83%
- Other Investment Advisers14.19%
- Corporations / Businesses5.39%
- Individuals0.58%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Tannin Capital, LLC is an independent registered investment adviser formed as an LLC and SEC-registered in 2019. The firm serves both individual/family and institutional clients and charges fees based on a percentage of assets under management. Its advisory scope includes financial planning and discretionary and non‑discretionary portfolio management for individuals, small businesses, and institutional or business clients. FINTRX classifies the firm as an independent RIA owned by an individual and notes that it does not market itself as an active ESG investor or a multi‑state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities49%
- State & Local Bonds26%
- Public Funds/Mutual Funds12%
- US Government Bonds7%
- Cash & Cash Equivalents5%
Owners & executives
1 of 1CLAY YOUNG
CEOCRD 2256516
Contacts
1 of 1WILLIAM BLANTON
Managing DirectorCRD 1073142
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 54Active vs passive
$47.4M in ETFs
93%
$43.9M
3%
$3.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| GLOBAL X 1-3 MONTH T-BILL ETF (CLIP) | GlobalX | Passive | Ultrashort Bond | $8.1M | 80,425 | 17.04% |
Location
Charlotte, NC
MECKLENBURG
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- MECKLENBURG
- Address
- 1026 Jay St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
STRATHMORE CAPITAL ADVISORS
RIACharlotte, NC
HALE PARTNERSHIP CAPITAL MANAGEMENT, LLC
RIACharlotte, NC
FCA PARTNERS, LLC
RIACharlotte, NC
BLUEPRINT FINANCIAL ADVISORS
RIACharlotte, NC
FIRST TRYON ADVISORS
RIACharlotte, NC
VERUM PARTNERS LLC
RIACharlotte, NC