Tandem Securities, Inc.

Broker-DealerFINRA MemberEst. 2006
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Topeka, Kansas
CRD number
140546
Registered since
October 25, 2006

Firm profile

FINTRX

Overview

Tandem Securities, Inc. is organized as a corporation and first registered with the SEC in 2006. The firm is owned by an individual and is categorized as unclassified in the available records. Filed disclosures show Tandem Securities does not identify itself as a capital allocator, is not active on ESG matters, and is not registered as a multi-state adviser or pension consultant. Public filings provide no detail about the firm’s advisory activities, fee structure, client segments, or affiliations. The limited scope of disclosed activity suggests Tandem Securities is not operating as a typical advisory business managing client assets, or at least is not reporting advisory relationships in the data set provided. There is no information in the record about investment approach, target client profiles, or service offerings.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 7
  • Richard Miller

    PresidentCRD 1176011

  • Carl Lindner

    Carl Lindner

    PresidentCRD 6830871

  • Kristopher Miller

    Kristopher Miller

    PresidentCRD 2868616

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Topeka, KS

Shawnee

Location

Topeka, KS

Headquartered in Topeka, KS, in the Midwest of the United States.

Region
Midwest
County
Shawnee
Address
3706 Sw Topeka Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth