Symphony One Capital Management, LLC

RIASEC Registered
Total AUM
$13M
Discretionary
$13M
100% of AUM
Avg account
$1.6M
Accounts
8
Employees
4
Advisory reps
3

Firm details

Headquarters
Dallas, Texas
CRD number
329568
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles83.78%
  • HNWI16.22%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Symphony One Capital Management, LLC is an owner-run limited liability company that operates with a hedge fund orientation. The firm serves both individual and family clients as well as institutional accounts, and provides portfolio management across individual/small business relationships, pooled investment vehicles, and business or institutional mandates. Its compensation model includes percentage-of-assets fees, fixed fees and performance-based fees. Symphony One is not positioned as an ESG investor and does not identify as a multi-state adviser; it also acts in sponsor/GP/managing-member roles for pooled investment vehicles it manages.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 88%, Cash & Cash Equivalents 12%88%
  • Exchange Traded Equities88%
  • Cash & Cash Equivalents12%

Owners & executives

1 of 1
  • William Hays

    William Hays

    Co Founder and Chief Investment OfficerCRD 6230216

Contacts

2 of 2
  • Vernon Schoonover

    Vernon Schoonover

    Vice President of Investor RelationsCRD 6871207

  • Khalid Al Abid

    Khalid Al Abid

    Investment Adviser RepresentativeCRD 7816699

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
17304 Preston Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth