SYMPHONY FINANCIAL, LTD. CO.
Firm details
- Headquarters
- HOUSTON, Texas
- CRD number
- 171816
- Registered since
- June 30, 2014
- Website
- www.4-sf.com
- Custodians
- LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI75.39%
- Individuals21.42%
- Corporations / Businesses2.75%
- Charitable Organizations0.39%
- Pension & Profit Sharing Plans0.05%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Symphony Financial, Ltd. Co. is an independent registered investment adviser organized as an LLC and SEC-registered since 2014. The firm is owned by an individual and positions itself as a capital allocator serving both individual & family clients and institutional clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, institutional portfolio management, pension consulting services, and selection of other advisers. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Symphony does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities50%
- Public Funds/Mutual Funds37%
- Cash & Cash Equivalents5%
- Investment Grade Corp Bonds3%
- Other3%
Owners & executives
1 of 1WILLIAM SHANK
CEO and FounderCRD 2439086
Contacts
3 of 42MELISSA BRENNAN
Financial PlannerCRD 4818529
ALEJANDRO TAPIA
President and FounderCRD 4644355
Wayne Lilly
Investment AdviserCRD 7734306
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 137Active vs passive
$530M in ETFs
78%
$414M
19%
$116M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 1500(R) COMPOSITE STOCK MARKET ETF (SPTM) | State Street | Passive | Large Blend | $37.5M | 481,279 | 7.07% |
Location
HOUSTON, TX
HARRIS
Location
HOUSTON, TX
Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- HARRIS
- Address
- 4295 San Felipe St
- Time zone
- CT (UTC-6)
- Office locations
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