SYGNUS WEALTH PR LLC

RIASEC Registered
Total AUM
$59.6M
Discretionary
$59.6M
100% of AUM
Avg account
$976K
Accounts
61
Employees
2
Advisory reps
6

Firm details

Headquarters
Guaynabo, PR
CRD number
325576
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI76.14%
  • Corporations / Businesses11.1%
  • Charitable Organizations8.7%
  • Individuals4.05%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Sygnus Wealth Pr LLC is a boutique wealth manager that runs discretionary portfolios for both high-net-worth individuals and institutional clients. The firm’s filings show a clear tilt toward liquid public markets: equities are the preferred allocation sleeve and make up the largest portion of assets under management. Sygnus combines traditional portfolio management with the ability to act as a sponsor or general partner of pooled vehicles, which suggests it can deploy capital through both managed accounts and pooled alternative structures. The firm charges a mix of percentage-of-AUM and performance-based fees, a structure that aligns its compensation with asset growth and investment performance. Its advisory scope covers portfolio management for individuals, small businesses and larger business or institutional clients. Sygnus is not flagged as an active ESG investor and does not present as a multi-state adviser in its filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 57%, Public Funds/Mutual Funds 19%, Investment Grade Corp Bonds 10%, Sovereign Bonds 5%, Cash & Cash Equivalents 5%, Non-Investment Grade Corp Bonds 2%, US Government Bonds 1%57%
  • Exchange Traded Equities57%
  • Public Funds/Mutual Funds19%
  • Investment Grade Corp Bonds10%
  • Sovereign Bonds5%
  • Cash & Cash Equivalents5%

Owners & executives

3 of 4
  • Pablo Penaloza

    Chief Operating OfficerCRD 7720596

  • Jason Morris

    Executive Vice President & Chief Investment OfficerCRD 7531308

  • Ike Johnson

    Executive Vice President & Chief Operating OfficerCRD 7739173

Unlock 1 more executives

Contacts

2 of 2
  • FERNANDO PADRO

    Portfolio ManagerCRD 3020788

  • Elizabeth James

    CRD 8226255

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Guaynabo, PR

Location

Guaynabo, PR

Headquartered in Guaynabo, PR, anchoring the San Juan-Bayam_n, PR metro.

Metro area
San Juan-Bayam_n, PR
Address
17 Calle 2
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth