SWS ADVISORS, INC.

Overview

SWS Advisors, Inc. is a privately held registered advisory firm that manages portfolios for individuals, families and institutions with a core emphasis on discretionary portfolio management and financial planning. The firm charges by percentage of AUM and also offers hourly and fixed-fee engagements, which supports both ongoing wealth management relationships and project-based planning work. SWS Advisors operates alongside affiliated broker-dealer and insurance channels, and that distribution/insurance linkage is reflected in its product mix. The firm does not position itself as an ESG specialist and is not identified as a multi-state adviser. Investment activity centers on packaged public funds as the primary vehicle for implementing equity and fixed income exposure, complemented by insurance-based products for clients seeking guaranteed income features. SWS Advisors runs a modestly sized, hands-on practice where the bulk of assets are managed on a discretionary basis.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices