Swiss Finance Private Wealth Management LLC

RIASEC Registered

Total AUM

$101M

Discretionary

$101M

100% of AUM

Avg account

$33.7M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Southbury, Connecticut
CRD number: 342936
Registered since: August 5, 2026
Website: swissfinancewealth.com
Fee structure: Percentage of AUM, Fixed Fees
Client types: Corporations / Businesses100%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Swiss Finance Private Wealth Management LLC is a small, privately owned limited liability company that provides financial planning and portfolio management for individuals, small businesses, pooled investment vehicles, and institutional/business clients. The firm is registered with the SEC as of 2026. Its owner type is individual, and its client billing mixes percentage-of-AUM and fixed fees. The firm does not identify as an active ESG investor and is not positioned as a capital allocator. Swiss Finance also lists roles that go beyond typical adviser activities: it can act as an investment adviser, a commodity pool operator or CTA, and as a sponsor/GP/managing member of pooled investment vehicles. Those designations align with the firm’s engagement with pooled funds and alternative strategies described elsewhere in its filings.