Swiftwater Capital

RIASEC RegisteredEst. 2025

Total AUM

$171M

Discretionary

$171M

100% of AUM

Avg account

$850K

Accounts

201

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 329458
Registered since: December 5, 2025
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI93.39%
Individuals4.55%
Corporations / Businesses2.05%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Swiftwater Capital is an independent registered investment adviser, structured as an LLC and SEC-registered in 2025. The firm serves both individual/family clients and institutional clients, offering financial planning and portfolio management across a range of client types (individuals, small businesses, and institutions) as well as pension consulting. Its fee model includes percentage-of-AUM billing alongside hourly and fixed-fee arrangements, allowing flexibility for different engagement types. Swiftwater identifies as an active ESG investor and reports that it is not a multi-state adviser and does not operate as a related adviser or pension consultant beyond its stated advisory services.