Swiftwater Capital

RIASEC & State Registered

Total AUM

$171M

Discretionary

$171M

100% of AUM

Avg account

$850K

Accounts

201

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 329458
Registered since: December 5, 2025
Website: swiftwater.capital
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI93.39%
Individuals4.55%
Corporations / Businesses2.05%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Swiftwater Capital is an independent RIA organized as an LLC that provides financial planning and portfolio management to both high‑net‑worth individuals and institutional clients. The firm offers fee arrangements based on assets under management, hourly billing, and fixed fees, and it lists services that include portfolio management for individuals, small businesses and institutions, plus pension consulting. Swiftwater Capital reports active ESG investing and is registered with the SEC (registered in 2025). Ownership is individual rather than institutional, and the adviser is not positioned as a capital allocator.