Sweater Industries LLC

RIASEC RegisteredEst. 2022
Total AUM
$16.1M
Discretionary
$16.1M
100% of AUM
Avg account
$8.1M
Accounts
2
Employees
7
Advisory reps
2

Firm details

Headquarters
Boulder, Colorado
CRD number
317749
Registered since
January 3, 2022
Fee structure
Percentage of AUM
Client types
  • Investment Companies99.76%
  • Pooled Investment Vehicles0.24%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Sweater Industries LLC is an SEC-registered limited liability company that describes itself as a venture capital fund manager serving institutional clients. Registered in 2022, the firm’s advisory activities focus on portfolio management for investment companies and pooled investment vehicles rather than acting as a third-party allocator. Ownership records indicate a mix of a domestic entity and an individual. Compensation is charged as a percentage of assets under management. The firm does not identify itself as an active ESG investor and is not designated as a multi-state adviser, pension consultant, or related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Jesse Randall

    Jesse Randall

    CEO and FounderCRD 7473200

  • Robin Riddell

    Chief Compliance OfficerCRD 8032191

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Boulder, CO

Boulder

Location

Boulder, CO

Headquartered in Boulder, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Boulder
Address
2000 Central Ave
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth