SWAY VENTURES MANAGEMENT LLC

Exempt Reporting AdvisorFINRA MemberEst. 2014
Total AUM
Accounts
0
Advisory reps
1
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
NEWPORT BEACH, California
CRD number
170302
Registered since
February 5, 2014

Firm profile

FINTRX

Overview

Sway Ventures Management LLC is a limited liability company and SEC-registered adviser (registered in 2014) that functions primarily as the sponsor, general partner and managing member of pooled investment vehicles. The firm’s activity centers on venture capital investing through pooled fund structures rather than providing one-on-one advisory services to individual retail clients. It is not classified as an active ESG investor, is not a multi-state adviser, and is identified as a domestic entity/individual owner type. The firm’s regulatory profile shows it operates as a private funds manager rather than a traditional RIA with retail advisory accounts.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • BRIAN NUGENT

    Co-FounderCRD 6290519

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

NEWPORT BEACH, CA

ORANGE

Location

NEWPORT BEACH, CA

Headquartered in NEWPORT BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
2801 W Coast Hwy
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth