Swapnick, LLC
Firm details
- Headquarters
- ,
- CRD number
- 316239
- Website
- swapnick.com
- Custodians
- INTERACTIVE BROKERS LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Swapnick, LLC operates as a limited liability company focused on providing portfolio management services primarily for individual clients and small businesses. The firm does not engage in capital allocation and is not classified under any specific category, indicating a flexible approach to investment management. With a fee structure based on a percentage of assets under management (AUM), Swapnick, LLC aims to align its interests with those of its clients. The firm does not actively pursue ESG investments and does not operate across multiple states.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities100%
Owners & executives
1 of 1Domingo Ramos
Chief Compliance OfficerCRD 6386476
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
Fro-Time 4 LLC
RIADelta Capital
RIASantana De Parnaba So Paulo
Samara Financial, Inc.
RIAOrigin Wealth Management LLC
RIAReston, VA
Mckee Wealth Management
RIAHurricane, WV
Onedigital Asset Management
RIAOverland Park, KS