Swan Wealth Management LLC

RIAState Registered
Total AUM
$49.4M
Discretionary
$49.4M
100% of AUM
Avg account
$241K
Accounts
205
Employees
3
Advisory reps
3

Firm details

Headquarters
,
CRD number
340388
Website
swanwm.com
Custodians
ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM
Client types
  • Individuals53.11%
  • HNWI46.89%
Services
Portfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Swan Wealth Management LLC is a small, client-focused advisory firm organized as an LLC that serves individual and family clients under a percentage-of-AUM fee model. The firm combines portfolio management for individuals and small businesses with advisory services that include pension consulting on its filings. It also operates as an insurance broker and engages in other financial product sales, and it lists an insurance company affiliation. The firm identifies as an active ESG investor and is not registered as a multistate adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 76%, Public Funds/Mutual Funds 21%, Cash & Cash Equivalents 3%76%
  • Exchange Traded Equities76%
  • Public Funds/Mutual Funds21%
  • Cash & Cash Equivalents3%

Contacts

3 of 3
  • Donald Stewart

    Donald Stewart

    PartnerCRD 6362082

  • Thomas Bruce

    Thomas Bruce

    Investment Advisor RepresentativeCRD 6492275

  • Michael Mahalich

    Michael Mahalich

    Financial ProfessionalCRD 6337448

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth