Swan Wealth Advisors, LLC
Firm details
- Headquarters
- Durango, Colorado
- CRD number
- 292755
- Registered since
- March 16, 2018
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Other100%
Firm profile
FINTRXOverview
Swan Wealth Advisors, LLC is an independent, SEC-registered investment adviser organized as an LLC and operating since 2018. The firm charges clients either a percentage of assets under management or fixed fees and reports a related-adviser relationship. Swan reports it is not an active ESG investor and does not function as a multi-state adviser or pension consultant. Its business profile indicates a conventional wealth-management practice focusing on discretionary investment management rather than capital allocation to proprietary funds.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities85%
- Derivatives12%
- Cash & Cash Equivalents2%
- Public Funds/Mutual Funds1%
Owners & executives
2 of 2
Bradley Ackerman
Chief Compliance OfficerCRD 2552096
Ethan Bates
CFOCRD 6277565
Contacts
2 of 2
Randall Swan
Advisor / FounderCRD 4464653
Eugene Miller
Managing DirectorCRD 6861741
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Durango, CO
La Plata
Location
Durango, CO
Headquartered in Durango, CO, in the West of the United States.
- Region
- West
- County
- La Plata
- Address
- 1099 Main Ave
- Time zone
- MT (UTC-7)
- Office locations
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