Swan Capital

Overview

Swan Capital is an independent registered investment adviser that began SEC registration in 2023 and is organized as a limited liability company under individual ownership. Its client mix includes individuals and families as well as institutional investors. The firm provides financial planning and portfolio management for individuals, small businesses, and pooled investment vehicles, and it runs educational seminars and workshops. Swan Capital uses a mix of fee arrangements — percentage of AUM, fixed fees, commissions and performance-based fees — and it is not identified as an active ESG investor. Swan Capital also takes on sponsor/manager roles: it serves as a GP and managing member of pooled investment vehicles and acts as a sponsor and, according to filings, has ties to an insurance company. Although the firm is not described as a standalone capital allocator, its activities combine advisory services with operating and sponsoring private funds.

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Public Holdings

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Location & Offices