Svof/Mm, LLC
Firm details
- Headquarters
- Santa Monica, California
- CRD number
- 132205
- Registered since
- August 27, 2004
- Fee structure
- Percentage of AUM, Other
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Svof/Mm, LLC is a limited liability company that has been SEC-registered since 2004 and operates as a securitized asset fund and capital allocator focused on institutional mandates. The firm acts as a commodity pool operator/commodity trading adviser and provides portfolio management for pooled investment vehicles as well as selection of other advisers. Fee arrangements include a percentage-of-assets component plus other fee structures. Svof/Mm, LLC identifies itself as an active ESG investor and is listed as a related adviser; it is not described as a multi-state or newly formed adviser and does not position itself as a pension consultant. The firm's reported affiliations span broker-dealer relationships, other registered investment adviser roles, registered municipal advisor activity, banking and trust company connections, insurance company links, and sponsorship or management roles for pooled investment vehicles and limited partnerships. That mix suggests a business model that combines direct sponsor/manager responsibilities with outsourcing or selection of third-party managers.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Charles Park
Chief Compliance OfficerCRD 2704483
Contacts
1 of 1Philip Tseng
Managing DirectorCRD 2773613
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Santa Monica, CA
Los Angeles
Location
Santa Monica, CA
Headquartered in Santa Monica, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 2951 28th St
- Time zone
- PT (UTC-8)
- Office locations
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