Sunpointe Investments

RIASEC RegisteredEst. 2020
Total AUM
$791M
Discretionary
$647M
82% of AUM
Avg account
$729K
Accounts
1,085
Employees
17
Advisory reps
11

Firm details

Headquarters
Saint Louis, Missouri
CRD number
282505
Registered since
April 1, 2020
Website
www.sunpointeinvestments.com
Custodians
PERSHING LLC, CHARLES SCHWAB & CO., INC., THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI92.44%
  • Individuals4.59%
  • Charitable Organizations2.33%
  • Pension & Profit Sharing Plans0.64%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Sunpointe Investments is organized as a limited liability company and has been SEC-registered since 2020. The firm operates as an independent RIA serving individual and family clients and bills using a mix of asset-based fees and fixed fees. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of outside advisers — the latter reflecting Sunpointe’s role as a capital allocator to third‑party managers. The firm also identifies as an active ESG investor, which factors into its investment approach and manager selection.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 47%, Public Funds/Mutual Funds 38%, Private Funds 8%, Cash & Cash Equivalents 6%, State & Local Bonds 1%47%
  • Exchange Traded Equities47%
  • Public Funds/Mutual Funds38%
  • Private Funds8%
  • Cash & Cash Equivalents6%
  • State & Local Bonds1%

Owners & executives

2 of 2
  • Angela Pompian

    Angela Pompian

    Chief Compliance Officer & Investment AdvisorCRD 6925673

  • Michael Pompian

    Michael Pompian

    Founder & Chief Investment OfficerCRD 1827742

Contacts

3 of 9
  • Matthew Zeigler

    Matthew Zeigler

    Managing Director & Private Wealth AdvisorCRD 5488370

  • Kyle Neese

    Kyle Neese

    Wealth Advisor, Portfolio ManagerCRD 6647866

  • Lisa Green

    Lisa Green

    Investment AdvisorCRD 2373295

Unlock 6 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 99

Active vs passive

$174M in ETFs

Passive

51%

$88.3M

Active

34%

$86.2M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$14.5M39,0978.29%
Unlock additional holdings →

Location

Primary office

Saint Louis, MO

Saint Louis

Location

Saint Louis, MO

Headquartered in Saint Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
Saint Louis
Address
8301 Maryland Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth