Summit Financial Advisors, Inc.

RIASEC RegisteredEst. 2015

Total AUM

$233M

Discretionary

$231M

99% of AUM

Avg account

$558K

Accounts

417

Employees

Advisory reps

Firm details

Headquarters: Middletown, Ohio
CRD number: 145007
Registered since: May 6, 2015
Website: www.sfadvisorsinc.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: HNWI88.98%
Individuals10.35%
Other0.67%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Summit Financial Advisors, Inc. is an independent registered investment adviser that has been SEC-registered since 2015 and is owned by an individual. The firm serves individual and family clients and combines advisory services—financial planning, portfolio management for individuals and small businesses, and pension consulting—with other financial product sales. Its client billing mixes percentage-of-AUM fees, fixed fees and commission-based arrangements. Summit is not identified as an active ESG investor, is not organized as a multi-state adviser, and does not act as a capital allocator in the data provided.