Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited

RIASEC RegisteredEst. 1990
Total AUM
$567M
Discretionary
$451M
80% of AUM
Avg account
$35.4M
Accounts
16
Employees
27
Advisory reps
3

Firm details

Headquarters
Hong Kong,
CRD number
110459
Registered since
May 18, 1990
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited is an institutional registered investment adviser that serves institutional clients from Hong Kong. The firm operates on a percentage-of-assets fee model and focuses on portfolio management for businesses and institutions rather than retail wealth management. It identifies as an active ESG investor, indicating environmental, social and governance considerations are integrated into its investment approach. The entity is structured as a corporation with foreign/individual ownership attributes and has been SEC-registered since 1990. Its business activity footprint includes roles beyond pure advisory work: affiliations with broker-dealers, other investment advisers, banking or thrift institutions, insurance companies and sponsorship roles tied to limited partnerships and pooled investment vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Shintaro Aizawa

    Director & Chief Investment OfficerCRD 7904990

Contacts

2 of 2
  • Yuichi Awata

    General ManagerCRD 7904989

  • Tatenari Suzuki

    Managing Executive OfficerCRD 7247100

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Hong Kong, null

Location

Hong Kong, null

Headquartered in Hong Kong, null.

Address
Suites 901 902 9th Floor Two Taikoo Pl
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth